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Andrew Laforce

15 Years of Experience
Fort Myers, FL
1 DisclosureBrokerSells Insurance

Andrew Laforce is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Fort Myers, FL, with 15 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

10070 Daniels Interstate Ct, Ste 230, Fort Myers, FL, 33913

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2024
Denied
Other Business ActivitiesSells Insurance

Andrew may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products since 2011. This activity is not investment-related.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
May 2013 - Present · 13 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
November 2010 - Present · 15 yrs 8 mos
State Registrations17 states
AZCACTFLMAMIMONCNJNYOHPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.