John Mauro is a registered investment advisor at Morgan Stanley, based in Shrewsbury, NJ, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1030 Broad Street 3rd Floor, Shrewsbury, NJ, 07702
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Regulatory History (1)
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Customer Dispute
March 2020Denied
Other Business Activities
John is involved with a trust since 2021 and is a partner at LaFamiglia Ventures, LLC, where he makes investment decisions and provides advice. He spends minimal time on the trust and a few hours per week at LaFamiglia Ventures.
Employment History
Current Registrations
Morgan Stanley
July 2017 - Present · 8 yrs 10 mos
Morgan StanleyBroker
July 2017 - Present · 8 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2011 - July 2017 · 6 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2011 - July 2017 · 6 yrs 4 mos
Morgan Stanley Smith BarneyBroker
June 2010 - October 2010 · 4 mos
State Registrations51 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.