KL
KL
Kristin Lindsey
14 Years of Experience
Milwaukee, WI
1 DisclosureBroker
Kristin Lindsey is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Milwaukee, WI, with 14 years of industry experience. Kristin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
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Location
720 E Wisconsin Ave, Milwaukee, WI, 53202
Get directionsHistory
Regulatory History (1)
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Financial
April 2019Final
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
October 2022 - Present · 3 yrs 7 mos
Northwestern Mutual Investment Services, LLC
October 2022 - Present · 3 yrs 7 mos
Northwestern Mutual Investment Services, LLCBroker
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Benjamin F. Edwards & Company, Incorporated
June 2018 - October 2022 · 4 yrs 4 mos
Benjamin F. Edwards & Company, INC.Broker
January 2017 - October 2022 · 5 yrs 9 mos
J.P. Morgan Securities LLCBroker
March 2013 - January 2017 · 3 yrs 10 mos
Chase Investment Services CORP.Broker
June 2010 - August 2011 · 1 yr 2 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.