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Kristin Lindsey

Northwestern Mutual Investment Services,llc
14 Years of Experience
Milwaukee, WI
1 DisclosureBroker
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Kristin Lindsey is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Milwaukee, WI, with 14 years of industry experience. Kristin is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Northwestern Mutual Investment Services,llc
Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

720 E Wisconsin Ave, Milwaukee, WI, 53202

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History

Regulatory History (1)
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Financial
April 2019
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
October 2022 - Present · 4 yrs
Northwestern Mutual Investment Services, LLC
October 2022 - Present · 4 yrs
Northwestern Mutual Investment Services, LLCBroker
October 2022 - Present · 4 yrs
Previous Registrations
Benjamin F. Edwards & Company, Incorporated
June 2018 - October 2022 · 4 yrs 4 mos
Benjamin F. Edwards & Company, INC.Broker
January 2017 - October 2022 · 5 yrs 9 mos
J.P. Morgan Securities LLCBroker
March 2013 - January 2017 · 3 yrs 10 mos
Chase Investment Services CORP.Broker
June 2010 - August 2011 · 1 yr 2 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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