RC
RC
Rafael Comba
15 Years of Experience
New York, NY
1 DisclosureBroker
Rafael Comba is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 15 years of industry experience. Rafael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
1285 Avenue of the Americas, 19th Floor, New York, NY, 10019
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2020Denied
Employment History
Current Registrations
UBS Financial Services INC.
October 2021 - Present · 5 yrs
UBS Financial Services INC.
March 2015 - Present · 11 yrs 7 mos
UBS Financial Services INC.Broker
March 2015 - Present · 11 yrs 7 mos
Previous Registrations
Santander Securities LLCBroker
June 2013 - March 2015 · 1 yr 9 mos
Santander International Securities, INC.Broker
January 2011 - January 2014 · 3 yrs
State Registrations13 states
CACOCTDEFLMAMONJNYSDTXUTWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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