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Cynthia Rogers

14 Years of Experience
Rochester Hills, MI
1 DisclosureBroker

Cynthia Rogers is a registered investment advisor at LPL Financial LLC, based in Rochester Hills, MI, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

2744 S. Adams Rd., Rochester Hills, MI, 48309

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History

Regulatory History (1)
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Employment Separation After Allegations
March 2021
Other Business Activities

Cynthia operates under the DBA Flagstar Wealth Services for her LPL business since November 2023. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
February 2024 - Present · 2 yrs 3 mos
LPL Financial LLCBroker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Osaic Institutions, INC.Broker
May 2021 - February 2024 · 2 yrs 9 mos
Osaic Institutions, INC.
May 2021 - February 2024 · 2 yrs 9 mos
Huntington Financial Advisors
October 2014 - April 2021 · 6 yrs 6 mos
The Huntington Investment CompanyBroker
September 2011 - April 2021 · 9 yrs 7 mos
State Registrations8 states
CAFLGAILMIPATXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.