BB
BB

Benjamin Brown

14 Years of Experience
Barrington, IL
1 DisclosureBroker

Benjamin Brown is a registered investment advisor at Morgan Stanley, based in Barrington, IL, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

760 West Main Street, Barrington, IL, 60010

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2020
Settled
Other Business Activities

Benjamin is a WGA Director, serving as a liaison at golf and country clubs raising awareness for the Evans Scholarship Program, dedicating minimal time. He is also the Co-Chair of Membership at Barrington Hills Country Club, spending minimal time outside business hours.

Employment History
Current Registrations
Morgan Stanley
January 2025 - Present · 1 yr 4 mos
Morgan StanleyBroker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
UBS Financial Services INC.
July 2011 - January 2025 · 13 yrs 6 mos
UBS Financial Services INC.Broker
May 2011 - January 2025 · 13 yrs 8 mos
State Registrations38 states
ALAZCACOCTDCDEFLGAHIIAILINKSMAMDMIMNMOMTNCNENHNJNMNVNYOHORPASCTNTXVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Benjamin Brown - Financial Advisor | TrueAdvisor