Susan Farlow is a registered investment advisor, based in Cincinnati, OH, with 14 years of industry experience.
Location
9999 Carver Road, Suite 130, Cincinnati, OH, 45242
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Susan is dually registered as an investment advisor representative and a registered representative, dedicating about 90% of her time to the former. She is also an insurance agent with Octavia Risk Management LLC, spending about 10-20% of her time on insurance product implementation.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Octavia Wealth Advisors LLC
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
PNC Investments
PNC InvestmentsBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Leaders Group, INC.Broker
Ing Financial Partners, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.