CL
CFP
CL
CFP

Carrie Lind

14 Years of Experience
Chicago, IL
Broker

Carrie Lind is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Chicago, IL, with 14 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

120 S Riverside Plaza, Suite 700, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
September 2015 - Present · 10 yrs 8 mos
Raymond James & Associates, INC.
September 2015 - Present · 10 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2015 - Present · 10 yrs 8 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
December 2014 - September 2015 · 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
December 2014 - September 2015 · 9 mos
Metlife Securities INC.
September 2012 - December 2014 · 2 yrs 3 mos
Metlife Securities INC.Broker
June 2011 - December 2014 · 3 yrs 6 mos
State Registrations43 states
ALARAZCACOCTDCFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHOKORPARISCTNTXVAVTWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Carrie Lind - Financial Advisor | TrueAdvisor