Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
15 advisors
Number of Clients
1,560 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$2.9B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.00%
$2.0M - $7.0M0.75%
$7M+0.75%

Fees are negotiable thereafter.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1835 Market Street, Suite 500, Philadelphia, PA, 19103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Roffman Miller Associates INC
November 2018 - Present · 7 yrs 3 mos
Previous Registrations
Mainline Securities LLCBroker
March 2016 - September 2018 · 2 yrs 6 mos
Mainline Private Wealth, LLC
November 2014 - September 2018 · 3 yrs 10 mos
PNC Investments
July 2013 - October 2014 · 1 yr 3 mos
PNC InvestmentsBroker
June 2013 - October 2014 · 1 yr 4 mos
Alliancebernstein L.P.
October 2011 - June 2013 · 1 yr 8 mos
Sanford C. Bernstein & CO., LLCBroker
September 2011 - June 2013 · 1 yr 9 mos
State Registrations2 states
NJPA
Advisor
Exams
No exam information available for this advisor.