K Lee is a registered investment advisor at Syndicated Capital, INC., based in Brea, CA, with 15 years of industry experience. K is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 465 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Standard annual fee is 2%, which is negotiable with advisors. Management fees are deducted quarterly in advance based on the average of the previous quarter's three-month-end balances. Clients may also incur ticket charges, custodial fees, and mutual fund expenses.
Fee Estimator
Location
135 S State College Blvd., Suite 200, Brea, CA, 92822
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Syndicated Capital, INC.
Syndicated Capital, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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