Hunter Sims
Hunter Sims is a registered investment advisor at Hilltop Securities INC., based in Austin, TX, with 14 years of industry experience. Hunter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments. Their firm serves 2,241 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Horizon Program fee is a negotiated annual flat fee, not to exceed 1.75%, billed quarterly in advance. This fee covers investment advice and reporting. The fee is debited from a separate account the client has with Hilltop Securities, not directly from the Horizon account. The value of alternative investments is based on information provided by the product sponsors and administrators, which may be delayed and not current. This fee is in addition to the investment management fees and other expenses charged by the Alternative Investment Funds and Structured Products.
Location
7000 North Mopac Expressway, Suite 400, Austin, TX, 78731
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Regulatory History (2)
Customer Dispute
January 2019Customer Dispute
February 2015Employment History
Current Registrations
Hilltop Securities INC.Broker
Hilltop Securities INC.
Previous Registrations
PNC Managed Account Solutions, INC.
Bbva Securities INC.Broker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
AXA Advisors, LLCBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.