Robert Kidd is a CFP-designated registered investment advisor, based in Charlotte, NC, with 13 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vanguard Advisers, INC.
August 2025 - Present · 9 mos
Vanguard Marketing Corporation
August 2025 - Present · 9 mos
Vanguard Marketing CorporationBroker
August 2025 - Present · 9 mos
Previous Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
June 2023 - June 2025 · 2 yrs
Advice and Planning Services
June 2023 - June 2025 · 2 yrs
UBS Financial Services INC.
March 2022 - June 2023 · 1 yr 3 mos
UBS Financial Services INC.Broker
February 2022 - June 2023 · 1 yr 4 mos
E*trade Securities LLCBroker
April 2021 - January 2022 · 9 mos
Wells Fargo Clearing Services, LLCBroker
September 2019 - March 2021 · 1 yr 6 mos
Fidelity Brokerage Services LLCBroker
May 2014 - July 2019 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2012 - April 2014 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2011 - April 2014 · 2 yrs 5 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.