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Joseph Sefaradi
14 Years of Experience
Garden City, NY
1 DisclosureBroker
Joseph Sefaradi is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2016Denied
Other Business Activities
Joseph is a sole proprietor/owner of a rental property in Oakhurst, New Jersey, since December 2021. He dedicates minimal time to property management outside of business hours.
Employment History
Current Registrations
Morgan Stanley
November 2022 - Present · 3 yrs 6 mos
Morgan StanleyBroker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLC
August 2014 - November 2022 · 8 yrs 3 mos
J.P. Morgan Securities LLCBroker
October 2012 - November 2022 · 10 yrs 1 mo
Chase Investment Services CORP.Broker
November 2011 - October 2012 · 11 mos
State Registrations23 states
AZCACOCTDEFLGAILINMAMDMIMTNCNJNVNYPAPRTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.