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Joseph Sefaradi

14 Years of Experience
Garden City, NY
1 DisclosureBroker

Joseph Sefaradi is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2016
Denied
Other Business Activities

Joseph is a sole proprietor/owner of a rental property in Oakhurst, New Jersey, since December 2021. He dedicates minimal time to property management outside of business hours.

Employment History
Current Registrations
Morgan Stanley
November 2022 - Present · 3 yrs 6 mos
Morgan StanleyBroker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLC
August 2014 - November 2022 · 8 yrs 3 mos
J.P. Morgan Securities LLCBroker
October 2012 - November 2022 · 10 yrs 1 mo
Chase Investment Services CORP.Broker
November 2011 - October 2012 · 11 mos
State Registrations23 states
AZCACOCTDEFLGAILINMAMDMIMTNCNJNVNYPAPRTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Sefaradi - Financial Advisor | TrueAdvisor