Elizabeth Loretta Teifer

Herbert J. Sims Capital Management, INC.

13 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningHigh Net Worth

Herbert J. Sims Capital Management, INC.

Compensation

Fee-Only (AUM)

Firm Size

38 advisors

Number of Clients

221 clients

Average Client Portfolio

$845K average

Assets Under Management

$186.8M

Fee Structure

Minimum Investment:$50K

Location

331 Newman Springs Road, Building 2, Suite 312- 3rd Floor, Red Bank, NJ, 07701

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

September 2021

Settled

Customer Dispute

March 2018

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Elizabeth is an investment adviser representative of HJ Sims Capital Management, dedicating about 15% of her time to this role. She also spends about 10% of her time on insurance-related business, while her primary focus is providing brokerage services.

Employment History

Current Registrations

Herbert J. Sims Capital Management, INC.

June 2020 - Present · 5 yrs 8 mos

Herbert J. Sims & CO, INC.Broker

February 2019 - Present · 7 yrs

Previous Registrations

David Lerner Associates, INC.Broker

February 2012 - February 2019 · 7 yrs

State Registrations15 states

AZCACTFLLAMAMDMINJNMNYPATXVAWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.