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Jacob Cercone

LPL Financial LLC
13 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
View SEC Summary
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Jacob Cercone is a registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 13 years of industry experience. Jacob is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11333 N Scottsdale Rd Ste 295, Scottsdale, AZ, 85254

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History

Regulatory History (1)
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Criminal
May 2008
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jacob is a business owner of Watermark Wealth Planning, LLC since 2012, dedicating about 10-20% of his time. He also has a business entity for tax/investment purposes and a DBA for LPL business, spending nearly full-time hours on the latter.

Employment History
Current Registrations
LPL Financial LLC
August 2023 - Present · 3 yrs 2 mos
LPL Financial LLCBroker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Kestra Advisory Services, LLC
July 2016 - August 2023 · 7 yrs 1 mo
Kestra Investment Services, LLCBroker
July 2016 - August 2023 · 7 yrs 1 mo
Sii Investments, INC.
April 2013 - July 2016 · 3 yrs 3 mos
Sii Investments, INC.Broker
October 2012 - July 2016 · 3 yrs 9 mos
State Registrations29 states
ALARAZCACOCTFLGAHIIAIDILINMDMOMSNCNHNJNMNVNYOHTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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