Jacob Cercone
Jacob Cercone is a registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11333 N Scottsdale Rd Ste 295, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (1)
Criminal
May 2008Other Business Activities
Jacob is a business owner of Watermark Wealth Planning, LLC since 2012, dedicating about 10-20% of his time. He also has a business entity for tax/investment purposes and a DBA for LPL business, spending nearly full-time hours on the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Sii Investments, INC.
Sii Investments, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.