Benjamin Schwartz is a CFA-designated registered investment advisor at Morgan Stanley, based in New York, NY, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2025 - Present · 11 mos
Morgan StanleyBroker
October 2025 - Present · 11 mos
Previous Registrations
Mizuho Securities USA LLCBroker
August 2023 - August 2025 · 2 yrs
Credit Suisse Securities (USA) LLCBroker
January 2022 - September 2023 · 1 yr 8 mos
Raymond James & Associates, INC.Broker
June 2019 - January 2022 · 2 yrs 7 mos
Guggenheim Securities, LLCBroker
February 2015 - June 2019 · 4 yrs 4 mos
Mdt Advisers, a Division of Federated Mdta LLC
August 2013 - February 2015 · 1 yr 6 mos
Federated Securities CORP.
August 2013 - February 2015 · 1 yr 6 mos
Federated Investment Counseling
August 2013 - February 2015 · 1 yr 6 mos
Federated Securities CORP.Broker
August 2013 - February 2015 · 1 yr 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.