Mohsen Babaeian
Mohsen Babaeian is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Westlake Village, CA, with 13 years of industry experience. Mohsen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3059 Townsgate Rd, 4th Fl, Ste 400, Westlake Village, CA, 91361
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Regulatory History (2)
Customer Dispute
June 2023Customer Dispute
June 2018Other Business ActivitiesSells Insurance
Mohsen is an instructor at California State University San Bernardino, spending about 10% of his time teaching computational complex theory. He also owns Maxwell Plus Professional Consulting and receives trail commissions from Blue Shield Health Insurance, holds rental property through Apex Westside LLC, and acts as a landlord, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Bankers Life Securities, INC.Broker
Bankers Life Advisory Services, INC.
Investment Advisors
Proequities, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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