JB
JB

Jerome Burton

13 Years of Experience
Seattle, WA
1 DisclosureBrokerSells Insurance

Jerome Burton is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Seattle, WA, with 13 years of industry experience. Jerome is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

601 Union St Ste 2500, Seattle, WA, 98101

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2022
Final
Other Business ActivitiesSells Insurance

Jerome may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. This activity is insurance-related.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2013 - Present · 13 yrs 6 mos
Northwestern Mutual Investment Services, LLCBroker
April 2013 - Present · 13 yrs 6 mos
Previous Registrations
Edward Jones
October 2012 - October 2012 · 0 mos
Edward JonesBroker
August 2012 - October 2012 · 2 mos
State Registrations28 states
ALAZCACOCTDCFLGAIAIDINKYMDMIMONCNJNMNVNYOHORPATXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors