Philip Giordano
Philip Giordano is a registered investment advisor at LPL Financial LLC, based in Raleigh, NC, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4509 Creedmoor Road, Suite 201, Raleigh, NC, 27612
Get directionsHistory
Regulatory History (2)
Judgment / Lien
August 2019Judgment / Lien
April 2013Other Business ActivitiesSells Insurance
Philip is a registered investment advisor hybrid with Wake Wealth Management Co, dedicating nearly full-time hours to this role. He also sells non-variable insurance, spending a few hours per week on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
Wake Wealth Management CO.
Previous Registrations
Grove Point Investments, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.