FM
FM
Frank Mcgovern
12 Years of Experience
Lake Forest, CA
1 DisclosureBroker
Frank Mcgovern is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Lake Forest, CA, with 12 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
22831 Lake Forest Dr, Lake Forest, CA, 92630
Get directionsHistory
Regulatory History (1)
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Criminal
November 2009Final Disposition
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 3 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.
August 2023 - February 2026 · 2 yrs 6 mos
U.S. Bancorp Investments, INC.Broker
August 2023 - February 2026 · 2 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
June 2021 - August 2023 · 2 yrs 2 mos
Wells Fargo Clearing Services, LLC
May 2021 - August 2023 · 2 yrs 3 mos
Pruco Securities, LLC.Broker
September 2020 - April 2021 · 7 mos
Prudential Financial Planning Services
September 2020 - April 2021 · 7 mos
Northwestern Mutual Investment Services,llc
January 2020 - August 2020 · 7 mos
Northwestern Mutual Investment Services, LLCBroker
January 2020 - August 2020 · 7 mos
Park Avenue Securities LLC
January 2019 - December 2019 · 11 mos
Park Avenue Securities LLCBroker
June 2017 - December 2019 · 2 yrs 6 mos
J.P. Morgan Securities LLCBroker
April 2013 - March 2017 · 3 yrs 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.