MS
CFP
MS
CFP

Michael Sabatini

11 Years of Experience
Oakbrook Terrace, IL
Broker

Michael Sabatini is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Oakbrook Terrace, IL, with 11 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location

1 Tower Lane-Ste 1700, Oakbrook Terrace Tower, Oakbrook Terrace, IL, 60181

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
UBS Financial Services INC.Broker
August 2016 - Present · 10 yrs 2 mos
UBS Financial Services INC.
August 2016 - Present · 10 yrs 2 mos
UBS Financial Services INC.
August 2016 - Present · 10 yrs 2 mos
Previous Registrations
AXA Advisors, LLC
June 2015 - August 2016 · 1 yr 2 mos
AXA Advisors, LLCBroker
November 2014 - August 2016 · 1 yr 9 mos
State Registrations25 states
ALAZCACTFLGAIAILINKYLAMAMDMIMNMONCNVNYOHPATNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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