Alfonso Anguiano
Alfonso Anguiano is a registered investment advisor at LPL Financial LLC, based in Chicago, IL, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7181 W. Irving Park Road, Chicago, IL, 60634
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Regulatory History (1)
Customer Dispute
May 2024Other Business Activities
Alfonso operates under two DBAs for his LPL business: Old National Investments and Old National Wealth Advisors. He dedicates minimal time to Old National Wealth Advisors.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Essex National Securities, LLC
Essex National Securities, LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.