Alfonso Anguiano
Alfonso Anguiano is a registered investment advisor at LPL Financial LLC, based in Chicago, IL, with 13 years of industry experience. Alfonso is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
7181 W. Irving Park Road, Chicago, IL, 60634
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2024Other Business Activities
Alfonso operates under two DBAs for his LPL business: Old National Investments and Old National Wealth Advisors. He dedicates minimal time to Old National Wealth Advisors.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Essex National Securities, LLC
Essex National Securities, LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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