Steffen Buschbacher is a registered investment advisor, based in Seattle, WA, with 11 years of industry experience.
Location
107 Spring St., Ste. 4017, Seattle, WA, 98104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Steffen is an advisor and shareholder in Casual Recovery Enterprises, a medical device company, since August 2022. He spends minimal time advising on business/sales strategy and partnerships.
Employment History
Current Registrations
Spark Change Securities LLCBroker
August 2022 - Present · 3 yrs 9 mos
Red Top Advisors LLC
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Capital Suisse LLCBroker
April 2016 - December 2024 · 8 yrs 8 mos
Capital Privé Suisse S.A.
February 2015 - March 2018 · 3 yrs 1 mo
Northwestern Mutual Investment Services,llc
May 2014 - July 2014 · 2 mos
Northwestern Mutual Investment Services, LLCBroker
February 2014 - July 2014 · 5 mos
State Registrations1 state
WA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.