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Kelly Collins

Yale Capital CORP.
10 Years of Experience
St. Petersburg, FL
View SEC Summary
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Kelly Collins is a registered investment advisor at Yale Capital CORP., based in St. Petersburg, FL, with 10 years of industry experience. Kelly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning, Tax Planning. Their firm serves 118 clients with $5.6B in assets under management.

Yale Capital CORP.
Compensation
Fee-Only (% of Portfolio)
Firm Size
5 advisors
Number of Clients
118 clients
Average Client Portfolio
$47.6M average
Assets Under Management
$5.6B

Fee Structure

Minimum Investment:$10M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees are negotiable and vary from 0% to 1.50% depending on the amount of work and attention involved. Clients may also choose for Yale Capital Corp. to serve as general partner for client-related limited partnerships, which can result in separate charges.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6475 1st Ave South, St. Petersburg, FL, 33707

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Yale Capital CORP.
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
Transamerica Financial Advisors, INC.
August 2019 - April 2023 · 3 yrs 8 mos
Transamerica Financial Advisors, INCBroker
August 2019 - April 2023 · 3 yrs 8 mos
Transamerica Retirement Advisors, LLC
February 2018 - August 2019 · 1 yr 6 mos
Transamerica Investors Securities CorporationBroker
December 2017 - August 2019 · 1 yr 8 mos
Allstate Financial Services, LLCBroker
April 2017 - August 2017 · 4 mos
Key Investment Services LLCBroker
September 2016 - March 2017 · 6 mos
LPL Financial LLCBroker
June 2015 - September 2016 · 1 yr 3 mos
First Investors CorporationBroker
October 2013 - November 2013 · 1 mo
State Registrations3 states
CAFLTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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