SH
CFP
SH
CFP

Sean Hegarty

12 Years of Experience
Austin, TX
Broker

Sean Hegarty is a CFP-designated registered investment advisor at D.A. Davidson & CO., based in Austin, TX, with 12 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3600 N Capital of Texas Hwy, Bldg B, Suite 330, Austin, TX, 78746

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
D.A. Davidson & CO.
October 2021 - Present · 4 yrs 7 mos
D.A. Davidson & CO.Broker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Hilltop Securities INC.
February 2014 - November 2021 · 7 yrs 9 mos
Hilltop Securities INC.Broker
December 2013 - November 2021 · 7 yrs 11 mos
State Registrations17 states
CACODCFLGALAMAMEMINCNMNYOHOKPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.