Andrew Rotz is a CFP-designated registered investment advisor at Fruitful, based in Apex, NC, with 7 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 351 clients with $25M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Investment management services are included at no additional cost for clients who maintain an active membership with Fruitful, Inc. The cost of membership is separate from any third-party trading or custodial fees you may incur.
Location
Apex, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Andrew is the Founder and CEO of Tide & Tempest Financial Planning, LLC, taking minimal time. He is also an officer in the U.S. Navy Reserves, dedicating about 10% of his time.
Employment History
Current Registrations
Fruitful
Previous Registrations
Simplicity Financial Investment Services, INC.Broker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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