NR
CFP
NR
CFP
Neal Robinson is a CFP-designated registered investment advisor, based in Dubuque, IA, with 11 years of industry experience.
Location
3390 Asbury Road, Dubuque, IA, 52002
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Regulatory History (2)
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Employment Separation After Allegations
September 2020Financial
November 2017Final
Other Business ActivitiesSells Insurance
Neal is appointed to sell equity indexed annuities, dedicating minimal time to this activity. This activity is not investment-related.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 10 mos
Cetera Investment Advisers LLC
September 2025 - Present · 10 mos
Avantax Planning Partners, INC.
December 2021 - Present · 4 yrs 7 mos
Previous Registrations
Avantax Advisory Services
December 2021 - September 2025 · 3 yrs 9 mos
Avantax Investment Services, INC.Broker
December 2021 - September 2025 · 3 yrs 9 mos
Northwestern Mutual Investment Services,llc
August 2021 - December 2021 · 4 mos
Northwestern Mutual Investment Services, LLCBroker
August 2021 - December 2021 · 4 mos
J.P. Morgan Securities LLCBroker
November 2020 - November 2020 · 0 mos
J.P. Morgan Securities LLC
October 2020 - November 2020 · 1 mo
Prudential Customer Solutions LLC
February 2018 - September 2020 · 2 yrs 7 mos
Pruco Securities, LLC.Broker
February 2018 - September 2020 · 2 yrs 7 mos
Prudential Financial Planning Services
February 2018 - December 2018 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2017 - January 2018 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2017 - January 2018 · 9 mos
Edward Jones
March 2014 - April 2017 · 3 yrs 1 mo
Edward JonesBroker
February 2014 - April 2017 · 3 yrs 2 mos
State Registrations4 states
COIAMNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.