Daniel Novak is a CFP-designated registered investment advisor, based in Westlake Village, CA, with 11 years of industry experience.
Location
Westlake Village, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel is an insurance agent selling accident, health, and life insurance. He is also co-owner/CFO/COO/Wealth Manager at William & Novak Wealth Management, dedicating full-time hours to this role, and an investor/owner in William & Novak Insurance.
Employment History
Current Registrations
Alexander Capital, L.P.Broker
Alexander Capital, L.P.
Williams & Novak Wealth Management, LLC
Previous Registrations
Integrity Brokerage, LLCBroker
Dynamic Wealth Advisors
Dynamic Wealth Advisors
Western International Securities, INC.Broker
Western International Securities
Tcfg Investment Advisors, LLC
Tcfg Wealth Management, LLCBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
State Registrations20 states
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