EB
CFP
EB
CFP

Emerson Brown

11 Years of Experience
Chattanooga, TN
Broker

Emerson Brown is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Chattanooga, TN, with 11 years of industry experience. Emerson is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

537 Market Street, Ste. 105, 1st & 3rd Floors, Chattanooga, TN, 37402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.
June 2021 - Present · 5 yrs 4 mos
Raymond James & Associates, INC.Broker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Truist Advisory Services, INC.
April 2017 - June 2021 · 4 yrs 2 mos
Truist Investment Services, INC.Broker
April 2017 - June 2021 · 4 yrs 2 mos
Brown Associates, INC.Broker
January 2016 - April 2017 · 1 yr 3 mos
Garth & Brown Investment Management, LLC
January 2015 - April 2017 · 2 yrs 3 mos
State Registrations28 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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