Traci Saxon is a registered investment advisor at LPL Financial LLC, based in Wilton, CT, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
40 Danbury Road, Suite 301, Wilton, CT, 06897
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Traci operates Trivium Point Advisory as a DBA for her LPL business and is an IAR for Trivium Point Advisory, LLC, spending about a quarter of her time on the latter. She also engages in non-variable insurance activities through PFP Insurance and Trivium Point Insurance Group, and tax preparation/accounting through Trivium Point Accounting, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLCBroker
Trivium Point Advisory, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Kestra Advisory Services, LLC
NFP Advisor Services, LLC
Kestra Investment Services, LLCBroker
Hedgebay Securities LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.