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Traci Leigh Saxon

9 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

315 Post Road West, Westport, CT, 06880

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Traci operates Trivium Point Advisory as a DBA for her LPL business and is an IAR for Trivium Point Advisory, LLC, spending about a quarter of her time on the latter. She also engages in non-variable insurance activities through PFP Insurance and Trivium Point Insurance Group, and tax preparation/accounting through Trivium Point Accounting, dedicating minimal time to each.

Employment History
Current Registrations
LPL Financial LLCBroker
December 2023 - Present · 2 yrs 2 mos
Trivium Point Advisory, LLC
May 2018 - Present · 7 yrs 9 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
June 2018 - December 2023 · 5 yrs 6 mos
Kestra Advisory Services, LLC
September 2016 - May 2018 · 1 yr 8 mos
NFP Advisor Services, LLC
September 2016 - September 2016 · 0 mos
Kestra Investment Services, LLCBroker
September 2016 - May 2018 · 1 yr 8 mos
Hedgebay Securities LLCBroker
January 2016 - June 2016 · 5 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.