Sean Nicol is a CFP-designated registered investment advisor at Mosaic Wealth, based in Scottsdale, AZ, with 9 years of industry experience. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 807 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Advisory fee is a maximum of 1.50% and is negotiable. Total managed account fee may include additional sub-advisor and platform fees.
Fee Estimator
Location
6720 N Scottsdale Rd, #210, Scottsdale, AZ, 85253
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mosaic Wealth
Previous Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Strategy Financial Group
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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