Mason Paulus is a registered investment advisor, based in Philadelphia, PA, with 7 years of industry experience.
Location
610 Market Street, Philadelphia, PA, 19106
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nomura Investment Management Business Trust
June 2021 - Present · 5 yrs 1 mo
Delaware Distributors, L.P.Broker
June 2021 - Present · 5 yrs 1 mo
Delaware Distributors, L.P.
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
Creative Planning
May 2021 - June 2021 · 1 mo
Ivy Distributors, INC.Broker
May 2020 - April 2021 · 11 mos
Waddell & ReedBroker
May 2020 - April 2021 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2018 - March 2020 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2018 - March 2020 · 1 yr 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.