Aaron Inkrote

UBS Financial Services INC.

6 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

UBS Financial Services INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

9200 advisors

Number of Clients

1,134,581 clients

Average Client Portfolio

$713K average

Assets Under Management

$808.8B

Fee Structure

Minimum Investment:$25K

Minimum Annual Fee:$10,000

Location

6100 Fairview Road, 9th Floor, Charlotte, NC, 28277

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

UBS Financial Services INC.

June 2023 - Present · 2 yrs 8 mos

UBS Financial Services INC.Broker

October 2022 - Present · 3 yrs 4 mos

Previous Registrations

Robinhood Financial, LLCBroker

June 2022 - August 2022 · 2 mos

Tiaa-Cref Individual & Institutional Services, LLCBroker

May 2019 - May 2022 · 3 yrs

Waddell & ReedBroker

April 2017 - August 2017 · 4 mos

State Registrations53 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.