Alex Goldstein is a registered investment advisor, based in West Palm Beach, FL, with 7 years of industry experience.
Location
West Palm Beach, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Percent Securities, LLC
January 2026 - Present · 3 mos
Percent Securities, LLCBroker
January 2026 - Present · 3 mos
Atlas
September 2025 - Present · 7 mos
Previous Registrations
Spreadwise LLC
June 2025 - October 2025 · 4 mos
Chesapeake Asset Management LLC
June 2023 - August 2025 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2020 - June 2023 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2020 - June 2023 · 3 yrs 4 mos
UBS Financial Services INC.Broker
October 2018 - November 2019 · 1 yr 1 mo
State Registrations4 states
CTFLNJTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.