Rachel Tran is a registered investment advisor at Cetera Investment Advisers LLC, based in Mclean, VA, with 7 years of industry experience. Rachel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
8200 Greensboro Drive, Suite 625, Mclean, VA, 22102
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Rachel is a notary public since 2018. She also works as a financial professional for Kurtz, Connor, Browning & Phillips, LLC, dedicating full-time hours to financial and client services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
State Registrations12 states
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