MA
MA
Michael Alioto
46 Years of Experience
Birmingham, MI
15 DisclosuresBroker
Michael Alioto is a registered investment advisor at UBS Financial Services INC., based in Birmingham, MI, with 46 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
325 North Old Woodward Ave, Suite 200, Birmingham, MI, 48009
Get directionsHistory
Regulatory History (15)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 1999Denied
Customer Dispute
June 1993Settled
Regulatory
August 1992Final
Customer Dispute
April 1991Settled
Customer Dispute
March 1991Award / Judgment
Customer Dispute
June 1990Award / Judgment
Regulatory
May 1989Final
Customer Dispute
November 1988Settled
Customer Dispute
August 1988Settled
Customer Dispute
August 1988Award / Judgment
Customer Dispute
May 1988Settled
Customer Dispute
March 1988Settled
Customer Dispute
December 1987Settled
Customer Dispute
November 1987Settled
Customer Dispute
October 1987Settled
Employment History
Current Registrations
UBS Financial Services INC.
June 2009 - Present · 17 yrs 4 mos
UBS Financial Services INC.
November 2008 - Present · 17 yrs 11 mos
UBS Financial Services INC.Broker
November 2008 - Present · 17 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley Dw INC.Broker
January 1989 - April 2007 · 18 yrs 3 mos
Painewebber IncorporatedBroker
June 1987 - November 1988 · 1 yr 5 mos
E. F. Hutton & Company INCBroker
December 1979 - July 1987 · 7 yrs 7 mos
State Registrations19 states
AKAZCACOFLIAILINMAMINCNJNVNYOHPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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