DG
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Darleen Garcia

6 Years of Experience
East Hartford, CT
1 DisclosureBroker

Darleen Garcia is a registered investment advisor at Voya Retirement Advisors, LLC, based in East Hartford, CT, with 6 years of industry experience. Darleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7,672 clients with $37B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
140 advisors
Number of Clients
7,672 clients
Average Client Portfolio
$4.9M average
Assets Under Management
$37.5B

Fee Structure

Investment management only (planning not offered)

Voya Retirement Advisors offers Professional Management (PM), a managed account program, for a fee. The fee can be a single flat tier or a multi-tier model where the fee reduces as the account balance increases. The fees vary by plan and are considered confidential trade secrets, but the fee does not exceed 0.60% annually for the lowest asset level. The Income Beyond Retirement (IBR) feature is available at no additional cost to eligible PM enrolled participants within the Edelman Financial Engines service.

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Location

East Hartford, CT

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History

Regulatory History (1)
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Criminal
January 2024
Final Disposition
Employment History
Current Registrations
Voya Retirement Advisors, LLC
September 2025 - Present · 8 mos
Voya Financial Partners, LLC
July 2021 - Present · 4 yrs 10 mos
Voya Financial Partners, LLCBroker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Voya Financial Partners, LLC
July 2021 - July 2023 · 2 yrs
Voya Financial Advisors, INC.
January 2020 - September 2025 · 5 yrs 8 mos
Voya Financial Advisors, INC.Broker
January 2020 - September 2025 · 5 yrs 8 mos
Securities America, INC.Broker
July 2019 - January 2020 · 6 mos
State Registrations1 state
CT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Darleen Garcia - Financial Advisor | TrueAdvisor