Roark Young
Roark Young is a registered investment advisor at Janney Montgomery Scott LLC, based in Miami, FL, with 46 years of industry experience. Roark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 2.00% |
| $2.0M - $5.0M | 2.00% |
| $5.0M - $10.0M | 2.00% |
| $10.0M - $25.0M | 2.00% |
| $25M+ | 2.00% |
Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.
Fee Estimator
Location
8950 SW 74 Court, Suite 2005, Miami, FL, 33156
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2022Other Business Activities
Roark is a boxing judge for the Boxing Commission in Coral Gables, dedicating minimal time. He also owns a small percentage of 9775 South Dixie LLC as a long-term investment, with no compensation or involvement.
Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
Janney Montgomery Scott LLC
Previous Registrations
Ameriprise Financial Services, LLC.
Ameriprise Financial Services, LLCBroker
Jhs Capital Advisors, LLC
Jhs Capital Advisors, LLCBroker
Young, Stovall & Company
Young, Stovall and CompanyBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Abraham Horowitz, CFPJanney Montgomery Scott LLC
- Dustin Young, CFPJanney Montgomery Scott LLC
- Raymond SardinaJanney Montgomery Scott LLC
- Helen BuenoJanney Montgomery Scott LLC
- Francisco AmigoJanney Montgomery Scott LLC
- Keith Ginsburg, CFPJanney Montgomery Scott LLC