Compensation
Fixed/Hourly
Firm Size
2148 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified
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Location

1600 DIVISION ST Ste 400, Nashville, TN, 37203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Abigail is an independent contractor for Evolution Travel, LLC, performing travel agent duties such as planning and booking trips. This takes a few hours per week of Abigail's time, with minimal time spent during securities trading hours.

Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
October 2021 - Present · 4 yrs 4 mos
Northwestern Mutual Investment Services,llc
October 2021 - Present · 4 yrs 4 mos
Previous Registrations
Stephens
September 2020 - August 2021 · 11 mos
StephensBroker
January 2020 - August 2021 · 1 yr 7 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.