AW
AW

Abigail Williams

6 Years of Experience
Nashville, TN
Broker

Abigail Williams is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Nashville, TN, with 6 years of industry experience. Abigail is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2131 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1600 DIVISION ST Ste 400, Nashville, TN, 37203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Abigail is an independent contractor for Evolution Travel, LLC, performing travel agent duties such as planning and booking trips. This takes a few hours per week of Abigail's time, with minimal time spent during securities trading hours.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
October 2021 - Present · 5 yrs
Northwestern Mutual Investment Services, LLCBroker
October 2021 - Present · 5 yrs
Previous Registrations
Stephens
September 2020 - August 2021 · 11 mos
StephensBroker
January 2020 - August 2021 · 1 yr 7 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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