Sharmin Shanta
Sharmin Shanta is a registered investment advisor at PNC Wealth Management, based in McKinney, TX, with 7 years of industry experience. Sharmin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities. Their firm serves 157,536 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2.0M - $4.0M | 1.00% |
| $4M+ | 1.00% |
Fees negotiable for accounts over $4,000,000. From time-to-time, we offer discounted pricing programs at our discretion. For example, current employees of PNCWM and their immediate family members are eligible for employee pricing.
Fee Estimator
Location
McKinney, TX
Get directionsHistory
Regulatory History (4)
Financial
October 2025Financial
October 2022Financial
March 2022Judgment / Lien
March 2022Other Business Activities
Sharmin is a managing member of S7S Investment and Management, LLC since March 2020, which is not investment-related. She is also an access registration representative for Sharmin Shanta since March 2024, also not investment-related.
Employment History
Current Registrations
PNC Wealth Management
PNC Wealth Management LLCBroker
PNC Wealth Management LLC
Previous Registrations
J.P. Morgan Securities LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.