TrueAdvisor
TrueAdvisor
RS
RS

Ronald Smith

Chief Advisors CORP
46 Years of Experience
Wichita, KS
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Ronald Smith is a registered investment advisor at Chief Advisors CORP, based in Wichita, KS, with 46 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 185 clients with $71M in assets under management.

Chief Advisors CORP
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
185 clients
Average Client Portfolio
$383K average
Assets Under Management
$70.9M

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.99%

Fees are applied as a flat percentage across all account amounts up to 2.99% and are fully negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

313 N Seneca Ave., Suite 101, Wichita, KS, 67203

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2017
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ronald is an insurance agent selling fixed insurance products since 1981, dedicating a few hours per week to this activity. He also has a passive investment in oil wells and works as an investment advisor representative.

Employment History
Current Registrations
Chief Advisors CORP
November 2025 - Present · 11 mos
Previous Registrations
Osaic Wealth, INC.Broker
June 2024 - December 2025 · 1 yr 6 mos
Osaic Wealth, INC.
June 2024 - December 2025 · 1 yr 6 mos
Securities America Advisors, INC.
August 2006 - June 2024 · 17 yrs 10 mos
Securities America, INC.Broker
July 2006 - June 2024 · 17 yrs 11 mos
Ntb Advisers, a Division of Neidiger, Tucker, Bruner INC
December 2004 - July 2006 · 1 yr 7 mos
Neidiger, Tucker, Bruner, INC.Broker
August 2004 - July 2006 · 1 yr 11 mos
Chapman Securities, INC.
January 2001 - August 2004 · 3 yrs 7 mos
Chapman Securities, INC.Broker
November 2000 - August 2004 · 3 yrs 9 mos
Prospera Financial Services, INC.Broker
April 1997 - November 2000 · 3 yrs 7 mos
Principal Financial Securities,inc.Broker
September 1992 - May 1997 · 4 yrs 8 mos
Fahnestock & CO., INC.Broker
March 1990 - September 1992 · 2 yrs 6 mos
B.C. Christopher Securities CO.Broker
March 1988 - March 1990 · 2 yrs
Integrated Resources Equity CorporationBroker
February 1986 - March 1988 · 2 yrs 1 mo
Shearson Lehman Brothers INC.Broker
June 1984 - March 1986 · 1 yr 9 mos
First Mid-America INC.Broker
February 1983 - December 1983 · 10 mos
Paine, Webber, Jackson & Curtis INC.Broker
February 1983 - July 1984 · 1 yr 5 mos
A. G. Edwards & Sons, INC.Broker
March 1980 - February 1983 · 2 yrs 11 mos
State Registrations2 states
KSTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Wichita, KS →All financial advisors in Kansas →