Mark Steele
Mark Steele is a registered investment advisor at Richardson Capital Management, LLC, based in Menomonee Falls, WI, with 6 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 262 clients with $580M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.40% |
Schedule reflects Wealth Management Services. Family Office Services has a separate fee schedule starting at 1.00% for up to $10 million, 0.75% for $10,000,001 to $15 million, and 0.50% for amounts over $15 million. Fees are negotiable.
Fee Estimator
Location
W134 N8688 Executive Parkway, Menomonee Falls, WI, 53051
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is the owner of MDS Solutions, LLC, established in 2012, which sells Medicare insurance. This activity takes about 10-20% of Mark's time.
Employment History
Current Registrations
Richardson Capital Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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