Helen Rothlein is a registered investment advisor at Morgan Stanley, based in New York, NY, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
One Penn Plaza, 43rd Floor, New York, NY, 10119
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Regulatory History (3)
Customer Dispute
August 2025Customer Dispute
July 2002Customer Dispute
June 1993Other Business Activities
Helen serves as executor for the estate of Grace Dimino and is the chairperson of ArtsGenesis. She is also the head of the finance committee for the Citizens Committee for Children, holds power of attorney, and is involved with an estate, dedicating about 10-20% of her time to these activities.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
State Registrations29 states
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