Christopher Peerless
Christopher Peerless is a registered investment advisor at Osaic Wealth, INC., based in Prescott Valley, AZ, with 45 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Prescott Valley, AZ
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Regulatory History (1)
Customer Dispute
May 1994Other Business ActivitiesSells Insurance
Christopher is a sole proprietor selling fixed annuities since 1980, dedicating a few hours per week to this activity. This activity is investment-related.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.
Sunamerica Securities, INC.Broker
UBS Painewebber INC.
UBS Painewebber INC.Broker
Great Western Financial Securities CorporationBroker
Securities America, INC.Broker
Wells Fargo Securities INC.Broker
Marketing One Securities, INC.Broker
Sentra Securities CorporationBroker
Painewebber IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.