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Matthew Kelleher

Wedbush Securities INC.
46 Years of Experience
Seattle, WA
1 DisclosureBroker
View SEC Summary
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Matthew Kelleher is a registered investment advisor at Wedbush Securities INC., based in Seattle, WA, with 46 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 10,048 clients with $5.7B in assets under management.

Wedbush Securities INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
220 advisors
Number of Clients
10,048 clients
Average Client Portfolio
$566K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K - $500K2.80%
$500K - $1.0M2.50%
$1.0M - $3.0M1.90%
$3.0M - $5.0M1.60%
$5M+1.60%

Fees for accounts over $5,000,000 are negotiable. Accounts are subject to minimum annual fees ranging from $250 to $1,000 depending on the program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Two Union Square Ste 5050, 601 Union Street, Seattle, WA, 98101

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2022
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Matthew is involved in several real estate ventures, including HDK Investments LLC, JDW Partners, JDW North Properties LTD, and Helen Virginia. He also serves as an advisor or member for RMA Aviation Inc, The University Club, sigma alpha episilon, Pacific Trust Company, and is an investor in Clearset.

Employment History
Current Registrations
Wedbush Securities INC.
June 2019 - Present · 7 yrs 4 mos
Wedbush Securities INC.Broker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
October 2016 - June 2019 · 2 yrs 8 mos
UBS Financial Services INC.Broker
May 2014 - June 2019 · 5 yrs 1 mo
Morgan StanleyBroker
June 2009 - June 2014 · 5 yrs
Citigroup Global Markets INC.Broker
February 2004 - June 2009 · 5 yrs 4 mos
Morgan Stanley Dw INC.Broker
March 1999 - February 2004 · 4 yrs 11 mos
Painewebber IncorporatedBroker
February 1994 - April 1999 · 5 yrs 2 mos
Oppenheimer & CO., INC.Broker
January 1990 - March 1994 · 4 yrs 2 mos
Shearson Lehman Hutton INC.Broker
March 1987 - February 1990 · 2 yrs 11 mos
Drexel Burnham Lambert IncorporatedBroker
March 1983 - March 1987 · 4 yrs
Harper, Mclean & CompanyBroker
August 1980 - March 1983 · 2 yrs 7 mos
State Registrations19 states
AKAZCACOFLHIIDMIMNMTNCNMNYORSDTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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