VG
VG
Virginia Gerstley
46 Years of Experience
New York, NY
1 DisclosureBroker
Virginia Gerstley is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 46 years of industry experience. Virginia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
299 Park Ave, 8th, 9th 11th FLOOR, New York, NY, 10171
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2004Settled
Employment History
Current Registrations
UBS Financial Services INC.
October 2021 - Present · 5 yrs
UBS Financial Services INC.
June 1992 - Present · 34 yrs 4 mos
UBS Financial Services INC.Broker
June 1992 - Present · 34 yrs 4 mos
Previous Registrations
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1989 - July 1992 · 3 yrs 2 mos
Drexel Burnham Lambert IncorporatedBroker
September 1980 - May 1989 · 8 yrs 8 mos
State Registrations9 states
CADCFLILMEMTNJNYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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