JG
JG
John Graves
45 Years of Experience
St. Louis, MO
4 DisclosuresBroker
John Graves is a registered investment advisor at Huntleigh Advisors, INC., based in St. Louis, MO, with 45 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,628 clients with $630M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
62 advisors
Number of Clients
1,628 clients
Average Client Portfolio
$385K average
Assets Under Management
$626.5M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $10.0M | 1.50% |
| $10M+ | 1.00% |
The annual fee and assets under management levels are negotiable based upon certain criteria.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
7800 Forsyth Blvd., 5th Floor, St. Louis, MO, 63105
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1995Settled
Regulatory
March 1995Final
Customer Dispute
January 1995Settled
Customer Dispute
October 1993Settled
Employment History
Current Registrations
Huntleigh Advisors, INC.
October 2017 - Present · 8 yrs 7 mos
Huntleigh Securities Corporation
November 2004 - Present · 21 yrs 6 mos
Huntleigh Securities CorporationBroker
November 2004 - Present · 21 yrs 6 mos
Previous Registrations
Oppenheimer & CO. INC.Broker
March 1990 - November 2004 · 14 yrs 8 mos
B.C. Christopher Securities CO.Broker
December 1988 - March 1990 · 1 yr 3 mos
Painewebber IncorporatedBroker
July 1986 - December 1988 · 2 yrs 5 mos
Prudential-Bache Securities INC.Broker
September 1980 - July 1986 · 5 yrs 10 mos
State Registrations20 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.