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John Graves

Huntleigh Advisors, INC.
46 Years of Experience
St. Louis, MO
4 DisclosuresBroker
View SEC Summary
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John Graves is a registered investment advisor at Huntleigh Advisors, INC., based in St. Louis, MO, with 46 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,838 clients with $780M in assets under management.

Huntleigh Advisors, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
64 advisors
Number of Clients
1,838 clients
Average Client Portfolio
$425K average
Assets Under Management
$781.8M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.00%
$1.0M - $10.0M1.50%
$10M+1.00%

Fees are negotiable based on criteria such as historical relationships, asset types, and account composition.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7800 Forsyth Blvd., 5th Floor, St. Louis, MO, 63105

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1995
Settled
Regulatory
March 1995
Final
Customer Dispute
January 1995
Settled
Customer Dispute
October 1993
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Huntleigh Advisors, INC.
October 2017 - Present · 9 yrs
Huntleigh Securities CorporationBroker
November 2004 - Present · 21 yrs 11 mos
Previous Registrations
Oppenheimer & CO. INC.Broker
March 1990 - November 2004 · 14 yrs 8 mos
B.C. Christopher Securities CO.Broker
December 1988 - March 1990 · 1 yr 3 mos
Painewebber IncorporatedBroker
July 1986 - December 1988 · 2 yrs 5 mos
Prudential-Bache Securities INC.Broker
September 1980 - July 1986 · 5 yrs 10 mos
State Registrations20 states
ALAZCOFLGAIAILMNMOMSNCNDNENJOHRITXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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