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CFA
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CFA

Lucia Peyser

Morgan Stanley
6 Years of Experience
New York, NY
Broker
View SEC Summary
View SEC Summary

Lucia Peyser is a CFA-designated registered investment advisor at Morgan Stanley, based in New York, NY, with 6 years of industry experience. Lucia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

750 Seventh Avenue, New York, NY, 10019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lucia co-owns a rental property in New York City since 2014, generating income from rent. She is also a co-owner of 601 Ocean Road, LLC, which holds a property for personal use and potential rental, dedicating a few hours per week to this LLC.

Employment History
Current Registrations
Morgan Stanley
June 2025 - Present · 1 yr 4 mos
Morgan StanleyBroker
June 2025 - Present · 1 yr 4 mos
Previous Registrations
Citigroup Global Markets INC.
September 2022 - June 2025 · 2 yrs 9 mos
Citi Global Advisory, LLC
September 2022 - June 2010 · 0 mos
Citigroup Global Markets INC.Broker
August 2022 - June 2025 · 2 yrs 10 mos
Citi Private Alternatives, LLCBroker
August 2022 - June 2025 · 2 yrs 10 mos
J.P. Morgan Securities LLCBroker
September 2019 - August 2022 · 2 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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