Jose Osuna
Jose Osuna is a registered investment advisor at Cooper Financial Investments, LLC, based in Mesa, AZ, with 2 years of industry experience. Jose operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Cooper Financial Investments refers clients to third-party investment managers. The fees for these managers vary depending on the portfolio type:
- Strategic Portfolios: 2.00% annually (1.00% to the manager, 1.00% to Cooper Financial Investments)
- Tactical Portfolios: 1.80% annually (0.80% to the manager, 1.00% to Cooper Financial Investments) plus internal ETF fees of 0.20%
- Allocation & Defined Outcome Portfolios: 1.70% annually (0.70% to the manager, 1.00% to Cooper Financial Investments)
- Preservation Portfolios: 1.00% annually (0.40% to the manager, 0.60% to Cooper Financial Investments)
- Private Wealth Portfolios: 1.50% annually (0.50% to the manager, 1.00% to Cooper Financial Investments)
- Client Directed Accounts: $300 annually to the manager, $0 to Cooper Financial Investments
These fees are negotiable and assessed quarterly. There is also a $15 quarterly technology fee per account or investment strategy.
Location
3850 E. Baseline Road, Suite 119, Mesa, AZ, 85206
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jose is an insurance agent selling insurance through Cooper Financial Group, LLC, dedicating about a quarter of his time. He also assists with estate planning at Copper Canyon Law, spending a few hours per week.
Employment History
Current Registrations
Cooper Financial Investments, LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.