Joan Block is a registered investment advisor at Castle Rock Wealth Management, LLC, based in Kellogg,, ID, with 45 years of industry experience. Joan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 5 more. Their firm serves 2,040 clients with $590M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.65% |
Maximum annual fee will not exceed 1.65%. Fees are billed monthly or quarterly in advance and are negotiable.
Fee Estimator
Location
Kellogg,, ID
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joan owns rental real estate as a passive investment, dedicating minimal time. She also works as an investment advisory representative for Castle Rock Wealth Management LLC, working full-time.
Employment History
Current Registrations
Castle Rock Wealth Management, LLC
Previous Registrations
Private Client Services, LLCBroker
First Allied Securities, INC.Broker
First Affiliated SecuritiesBroker
First Affiliated Securities, INC.Broker
Painewebber IncorporatedBroker
Sutro & CO. IncorporatedBroker
Addison Securities, INC.Broker
Arlington Interurban Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.